SEC FORM 4/A SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Seefeld Matthew Stephen

(Last) (First) (Middle)
723 AVOCADO PLACE

(Street)
DEL MAR CA 92014

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STREAMLINE HEALTH SOLUTIONS INC. [ STRM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Vice President, Strategy
3. Date of Earliest Transaction (Month/Day/Year)
01/24/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
04/19/2013
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 01/24/2013(1) S 401.28(2) D $5.65 397,883.72(3) I (3)
Common Stock, par value $0.01 per share 01/28/2013(1) S 211.2(2) D $5.4805 397,672.52(3) I (3)
Common Stock, par value $0.01 per share 01/29/2013(1) S 2,111.99(2) D $5.112 395,560.53(3) I (3)
Common Stock, par value $0.01 per share 01/30/2013(1) S 2,111.99(2) D $5.4103 393,448.54(3) I (3)
Common Stock, par value $0.01 per share 01/31/2013(1) S 2,111.99(2) D $5.5 391,336.55(3) I (3)
Common Stock, par value $0.01 per share 02/05/2013(1) S 2,111.99(2) D $6.0013 389,224.56(3) I (3)
Common Stock, par value $0.01 per share 02/07/2013(1) S 929.28(2) D $6 388,295.28(2) I (3)
Common Stock, par value $0.01 per share 02/08/2013(1) S 2,876.53(2) D $5.8671 385,418.75(3) I (3)
Common Stock, par value $0.01 per share 02/11/2013(1) S 3,801.58(2) D $5.7601 381,617.16(3) I (3)
Common Stock, par value $0.01 per share 02/12/2013(1) S 4,139.5(2) D $5.8615 377,477.66(3) I (3)
Common Stock, par value $0.01 per share 02/13/2013(1) S 4,118.38(2) D $5.7492 373,359.28(3) I (3)
Common Stock, par value $0.01 per share 02/14/2013(1) S 1,752.95(2) D $5.6648 371,606.32(3) I (3)
Common Stock, par value $0.01 per share 02/15/2013(1) S 3,315.83(2) D $5.6516 368,290.5(3) I (3)
Common Stock, par value $0.01 per share 02/19/2013(1) S 7,391.97(2) D $5.7048 360,898.53(3) I (3)
Common Stock, par value $0.01 per share 02/20/2013(1) S 3,062.39(2) D $5.5865 357,836.14(3) I (3)
Common Stock, par value $0.01 per share 02/21/2013(1) S 3,104.63(2) D $5.467 354,731.51(3) I (3)
Common Stock, par value $0.01 per share 02/22/2013(1) S 3,850.58(2) D $5.4648 350,880.93(3) I (3)
Common Stock, par value $0.01 per share 02/26/2013(1) S 359.04(2) D $5.4097 350,521.89(3) I (3)
Common Stock, par value $0.01 per share 02/27/2013(1) S 443.52(2) D $5.3569 350,078.37(3) I (3)
Common Stock, par value $0.01 per share 03/12/2013(1) S 59,093.52(2) D $6.1131 290,984.85(3) I (3)
Common Stock, par value $0.01 per share 03/13/2013(1) S 3,632.6253(2) D $6.1066 287,352.23(3) I (3)
Common Stock, par value $0.01 per share 04/10/2013(1) S 654.7173(2) D $7.0892 286,697.51(3) I (3)
Common Stock, par value $0.01 per share 04/11/2013(1) S 2,513.2698(2) D $7.0704 284,184.24(3) I (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Form 4/A amends the Form 4 filed on April 19, 2013 (the "Original Report"), which reported in the aggregate a series of transactions that occurred between January 24, 2013 and April 11, 2013. This Form 4/A amends the Original Report to specifically report each transaction in such series.
2. Represents the number of shares sold by IPP Holding Company, LLC, formerly known as Interpoint Partners, LLC ("IPP"), in which the Reporting Person may be deemed to have a pecuniary interest. The Reporting Person is a member of IPP and disclaims beneficial ownership of all shares held by IPP except to the extent of his pecuniary interest therein.
3. Represents the number of shares held by IPP in which the Reporting Person may be deemed to have a pecuniary interest. The Reporting Person is a member of IPP and disclaims beneficial ownership of all shares held by IPP except to the extent of his pecuniary interest therein.
Remarks:
/s/ Matthew Stephen Seefeld 04/03/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.